Mark Robare, Triad Advisors, GPB Capital, Houston, TX

Triad Advisors Facing Arbitration Claims Over GPB CAPITAL

Triad Advisors Facing Arbitration Claims Over GPB Capital   Have you lost money investing in GPB Capital through Triad Advisors?  Triad Advisors is a securities brokerage firm owned by Ladenburg Thalmann Financial Services.  According to a recent filing with the SEC (Securities and Exchange Commission), Triad Advisors is facing six customer-initiated arbitration claims.  The claims allege $1.65 million in damages in GPB Capital.   Brokerage firms like Triad Advisors have an obligation to sell suitable investments to their clients.  If the brokerage [...]

GPB Capital Holdings Investment Losses

List of Companies Selling GPB Capital Holdings

List of Companies Selling GPB Capital Holdings GPB Capital Holdings has been in the news lately, and it’s not positive press.  Reports show that GPB Capital’s pooled investments have suffered significant losses, stopped paying dividends to investors, and have been under investigation by regulators like the SEC and the Massachusetts Securities Division.   There were a number of securities brokerage firm and broker-dealers selling investments in GPB.  According to SEC’s Edgar, one of the investments, GPB Automotive Portfolio, LP, was being sold by the following [...]