failure to supervise – Israels & Neuman GPB Blog

Investor Alert! Kristian Finfrock of Kalos Capital in Evansville, WI

INVESTIGATION of KRISTIAN FINFROCK – Evansville, WI

Israels & Neuman, PLC Investigates Kristian Finfrock, of Kalos Capital Have you lost money with financial advisor Kristian L. Finfrock, with Kalos Capital in Evansville, Wisconsin? We are investigating allegations of customers related to Kristian Finfrock. Finfrock has been the subject of a customer complaint, where the customer alleges that Finfrock made an investment recommendation to invest in GPB Capital. GPB Capital raised over $1.8 billion from investors through investments sold by dozens of brokerage firms, including Kalos Capital. Investors have [...]

January 7, 2020 By Admin_gpbc Investment Fraud Aaron Israels, abuse, account, administrative proceeding, administrative proceedings, adviser, advisor, affordable, alert, Arbitration, attorney, attorneys, bad investment, barred, best attorney, best law firm, borrow, broker, broker check, broker dealer, broker negligence, Broker Negligence Denver, Broker Negligence Seattle, capital, case review, cheap lawyer, check, churning, class action, complaint, compliance, consultation, contingency fee, contingent, conversion, court, David Neuman, disgorgement fund, division, documents, elder, enforcement, ETF, Evansville, excessive trading, exchange traded funds, failure to supervise, fair funds, file a complaint, filings, Financial Industry Regulatory Authority, financial planner, FINRA, FINRA Arbitration, FINRA Arbitration Denver, FINRA Arbitration Seattle, Fraud, free, funds, GPB, harmed investor, how to get my money back, illegal, inverse, investigation, Investment, investment fraud, Investment Fraud Attorney, investment fraud attorneys, Investment Fraud Lawyer Denver, Investment Fraud Lawyer Seattle, investments, investor, investor bulletin, investor protection, issuer fraud, jail, Kalos Capital, Kristian Finfrock, law, lawyer, legal, leveraged, litigation, lost money, market manipulation, mediation, misrepresentations, money, money laundering, news, non-traded, order, PIABA, ponzi scheme, prison, pro bono, pump and dump, recommendations, recover money, registered representative, regulations, REITs, rules, scam, scheme, SEC, securities, Securities and Exchange Commission, Securities Attorney, securities fraud, Securities Fraud Attorney, securities fraud attorneys, Securities Fraud Lawyer Denver, Securities Fraud Lawyer Seattle, securities industry, Securities Investor Protection Corporation, selling away, senior, SIPC, steal, stock schemes, stolen, suitability, super lawyer, suspended, theft, trading, unauthorized, unregistered, unsuitable, variable annuity fraud, victim, violation, warning, what to do, whistle blower, who to call, Wisconsin 0 Comments Read more...

UPDATE! GPB Capital Class Action Lawsuit

GPB Capital Announces Another Delay in Releasing Audited Financials GPB Capital has been in the news again, and once again it is for negative news. GPB Capital announced last week that it was again delaying releasing audited financial statements for its company. This is in addition to the other recent news that GPB has been the subject of multiple investigations by securities regulators and has also been the subject of a class action suit alleging fraud. GPB Capital raised over $1.8 [...]

December 4, 2019 By Admin_gpbc Investment Fraud Aaron Israels, abuse, account, administrative proceeding, administrative proceedings, adviser, advisor, affordable, alert, Arbitration, attorney, attorneys, auto, bad investment, barred, best attorney, best law firm, borrow, broker, broker check, broker dealer, broker negligence, Broker Negligence Denver, Broker Negligence Seattle, cars, case review, cheap lawyer, check, churning, class action, complaint, compliance, consultation, contingency fee, contingent, conversion, court, Crowe, David Neuman, debt, disgorgement fund, division, documents, elder, enforcement, ETF, excessive trading, exchange traded funds, failure to supervise, fair funds, file a complaint, filings, Financial, Financial Industry Regulatory Authority, financial planner, FINRA, FINRA Arbitration, FINRA Arbitration Denver, FINRA Arbitration Seattle, Fraud, free, FSC, funds, GPB Capital Holdings, harmed investor, how to get my money back, illegal, inverse, investigation, investment fraud, Investment Fraud Attorney, investment fraud attorneys, Investment Fraud Lawyer Denver, Investment Fraud Lawyer Seattle, investments, investor, investor bulletin, investor protection, issuer fraud, jail, law, lawyer, legal, leveraged, litigation, lost money, market manipulation, Massachusetts, mediation, misrepresentations, money, money laundering, news, non-traded, order, PIABA, ponzi scheme, prison, pro bono, pump and dump, recommendations, recover money, registered representative, regulations, REITs, Royal Alliance, rules, SagePoint, scam, scheme, SEC, securities, Securities and Exchange Commission, Securities Attorney, securities fraud, Securities Fraud Attorney, securities fraud attorneys, Securities Fraud Lawyer Denver, Securities Fraud Lawyer Seattle, securities industry, Securities Investor Protection Corporation, selling away, senior, SIPC, steal, stock schemes, stolen, suitability, super lawyer, suspended, theft, trading, unauthorized, unregistered, unsuitable, variable annuity fraud, victim, violation, warning, waste, what to do, whistle blower, who to call, Woodbury 0 Comments Read more...

FRAUD ALERT! Jeffrey Dixson and GPB Capital

Jeffrey Dixson, with Madison Avenue Securities, Subject of Customer Complaints for Selling GPB Capital Have you lost money with financial advisor Jeffrey Dixson of Vancouver, Washington? We are looking into allegations made by customers against Jeffrey Scott Dixson. Customers have filed arbitration claims against Dixson and his brokerage firm, Madison Avenue Securities, regarding investment losses in GPB Capital. Unfortunately, GPB Capital investments have suffered extensive losses. Jeffrey Dixson is a financial advisor and registered representative of Madison Avenue Securities from 2007 [...]

October 29, 2019 By Admin_gpbc Investment Fraud Aaron Israels, abuse, account, administrative proceeding, administrative proceedings, adviser, advisor, affordable, alert, Arbitration, attorney, attorneys, bad investment, barred, best attorney, best law firm, borrow, broker, broker check, broker dealer, broker negligence, case review, cheap lawyer, check, churning, Clackamas, class action, complaint, compliance, consultation, contingency fee, contingent, conversion, court, David Neuman, Denver, disgorgement fund, division, documents, elder, enforcement, ETF, excessive trading, exchange traded funds, failure to supervise, fair funds, file a complaint, filings, Financial Industry Regulatory Authority, financial planner, FINRA, Fraud, free, funds, GPB Capital, harmed investor, how to get my money back, illegal, inverse, investigation, investment fraud, investment fraud attorneys, investments, investor, investor bulletin, investor protection, issuer fraud, jail, Jeffrey Dixson, law, lawyer, lawyers, legal, leveraged, litigation, losses, lost money, Madison Avenue Securities, market manipulation, mediation, misrepresentations, money, money laundering, news, non-traded, order, Oregon, PIABA, ponzi scheme, Portland, prison, pro bono, pump and dump, recommendations, recover money, registered representative, regulations, REITs, rules, scam, scheme, Seattle, SEC, securities, Securities and Exchange Commission, Securities Attorney, securities fraud, securities fraud attorneys, securities industry, Securities Investor Protection Corporation, selling away, senior, SIPC, steal, stock schemes, stolen, suitability, super lawyer, suspended, theft, trading, unauthorized, unregistered, unsuitable, Vancouver, variable annuity fraud, victim, violation, warning, Washington, what to do, whistle blower, who to call 0 Comments Read more...

Call for a Free Consultation
720-599-3505

Tag - failure to supervise

INVESTIGATION of KRISTIAN FINFROCK – Evansville, WI

UPDATE! GPB Capital Class Action Lawsuit

FRAUD ALERT! Jeffrey Dixson and GPB Capital

Call for a Free Consultation 720-599-3505

Tag - failure to supervise

INVESTIGATION of KRISTIAN FINFROCK – Evansville, WI

UPDATE! GPB Capital Class Action Lawsuit

FRAUD ALERT! Jeffrey Dixson and GPB Capital

Call for a Free Consultation
720-599-3505