Losses Due to CHRISTOPHER ORTIZ of National Securities Corp.
INVESTIGATION: Christopher Michael Ortiz, of National Securities Corp. Have you lost money with financial advisor Christopher Michael Ortiz of National Securities Corp. in Melville, New York? We are investigating allegations of former customers related to Christopher Ortiz. It has been alleged that Christopher Ortiz solicited investors to invest in GPB Capital. GPB Capital has lost significant value, and GPB has also been the subject of regulatory investigations. Christopher Ortiz has been a registered representative of National Securities Corp. from 2004 to [...]
Losses with MARK ROBARE of Triad Advisors – Houston, TX
Israels & Neuman, PLC Investigates Mark Robare, of Triad Advisors Have you lost money with financial advisor Mark A. Robare of Triad Advisors in Houston, Texas? We are investigating allegations of former customers related to Mark Robare. It has been alleged that Mark Robare solicited investors to invest in GPB Capital. GPB Capital has lost significant value, and GPB has also been the subject of regulatory investigations. Mark Robare has been a registered representative of Triad Advisors from 2003 to the [...]
INVESTOR ALERT! Losses with KEEN BUTCHER of International Assets
INVESTIGATION of Keen Butcher, International Assets Advisory and GPB Capital Losses Have you lost money with financial advisor Williams Keen Butcher of International Assets Advisory in Houston, Texas? We are investigating allegations of former customers related to Keen Butcher. It has been alleged that Keen Butcher solicited investors to invest in GPB Capital. GPB Capital has lost significant value, and GPB has also been the subject of regulatory investigations. Keen Butcher has been a registered representative of International Assets Advisory from [...]
INVESTOR ALERT! MATTHEW CRAFA and GPB Capital Fraud
Israels & Neuman, PLC Investigates Matthew Crafa, of Royal Alliance Associates Have you lost money with financial advisor Matthew W. Crafa of Royal Alliance Associates in Garden City, New York? We are investigating allegations of former customers related to Matthew Crafa. It has been alleged that Matthew Crafa solicited investors to invest in GPB Capital. GPB Capital has lost significant value, and GPB has also been the subject of regulatory investigations. Matthew Crafa has been a registered representative of Royal Alliance [...]
INVESTIGATION of KRISTIAN FINFROCK – Evansville, WI
Israels & Neuman, PLC Investigates Kristian Finfrock, of Kalos Capital Have you lost money with financial advisor Kristian L. Finfrock, with Kalos Capital in Evansville, Wisconsin? We are investigating allegations of customers related to Kristian Finfrock. Finfrock has been the subject of a customer complaint, where the customer alleges that Finfrock made an investment recommendation to invest in GPB Capital. GPB Capital raised over $1.8 billion from investors through investments sold by dozens of brokerage firms, including Kalos Capital. Investors have [...]
UPDATE! GPB Capital Class Action Lawsuit
GPB Capital Announces Another Delay in Releasing Audited Financials GPB Capital has been in the news again, and once again it is for negative news. GPB Capital announced last week that it was again delaying releasing audited financial statements for its company. This is in addition to the other recent news that GPB has been the subject of multiple investigations by securities regulators and has also been the subject of a class action suit alleging fraud. GPB Capital raised over $1.8 [...]
Triad Advisors Facing Arbitration Claims Over GPB CAPITAL
Triad Advisors Facing Arbitration Claims Over GPB Capital Have you lost money investing in GPB Capital through Triad Advisors? Triad Advisors is a securities brokerage firm owned by Ladenburg Thalmann Financial Services. According to a recent filing with the SEC (Securities and Exchange Commission), Triad Advisors is facing six customer-initiated arbitration claims. The claims allege $1.65 million in damages in GPB Capital. Brokerage firms like Triad Advisors have an obligation to sell suitable investments to their clients. If the brokerage [...]
INVESTOR ALERT! Class Action Against GPB CAPITAL
GPB Capital Subject of Class Action GPB Capital is under more pressure with the recent filing of a class action in Texas. The class action alleges that GPB Capital operated like a Ponzi scheme, engaged in self-dealing, and failed to adequately disclose material conflicts of interest. GPB Capital raised over $1.8 billion from investors through investments sold by dozens of brokerage firms. While the class action may be appropriate for some investors, many investors may end up with a better recovery [...]