Losses Due to CHRISTOPHER ORTIZ of National Securities Corp.Admin_gpbc
INVESTIGATION: Christopher Michael Ortiz, of National Securities Corp.
Have you lost money with financial advisor Christopher Michael Ortiz of National Securities Corp. in Melville, New York? We are investigating allegations of former customers related to Christopher Ortiz. It has been alleged that Christopher Ortiz solicited investors to invest in GPB Capital. GPB Capital has lost significant value, and GPB has also been the subject of regulatory investigations.
Christopher Ortiz has been a registered representative of National Securities Corp. from 2004 to the present. He has worked at branch offices in Melville, New York. He also is affiliated with National Asset Management.
Brokerage firms like National Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against National Securities Corp.
IF YOU LOST MONEY WITH CHRISTOPHER ORTIZ, GPB, OR NATIONAL SECURITIES CORP., PLEASE CONTACT US AT 720-599-3505 OR 206-795-5798 FOR A FREE EVALUATION OF YOUR CASE.